Certificate in Wealth Management

Module
Synopsis
Ethical Practices & Financial Regulations

In this module, students will be introduced to the practice and codes of conduct in the financial services industry. Students will examine the ethical issues and the roles of the financial professionals, key stakeholders and other participants in the industry.

Principles & Practice of Insurance

This module provides students with the key concepts in personal risk management and insurance, including the use and limitations of insurance, principles, practices and legal aspects of insurance. This will facilitate students’ understanding of the main types of insurance available to businesses and individuals in the markets.

Wealth Management
This module provides students with a broad overview of the wealth management industry and will focus on some key skills in client advisory services, portfolio management, performance evaluation and succession planning. Students will also gain an understanding on the conventional components of a High Net Worth Individual’s investment portfolio.